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Holistic & unbiased advice to protect & grow your wealth

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Personalized succession plan crafted for an enduring legacy

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Rich insights to govern the functioning of your family's affairs

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Impact driven solutions to support the causes you care about

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Independent and impartial advice tailored to your needs

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Ensuring seamless migration of your wealth

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Helping you navigate the complexities of giving

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Access to trusted insights and your wealth 24x7

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Offices
Mumbai

142, 14th Floor, Maker Chambers VI, Nariman Point, Mumbai - 400021

7, Avighna House, 82, Dr. Annie Besant Road, Worli Naka, Siddharth Nagar, Worli, Mumbai, Maharashtra 400018

SEBI Office: Plot No. C4-A, 'G' Block, Bandra-Kurla Complex, Bandra(East), Mumbai - 400051

Noida

18B106, 18th Floor, Berger Delhi One, Sector 16B, Noida - 201301

SEBI Office: NBCC Complex, Office Tower-1, 8th Floor, Plate B, East Kidwai Nagar, New Delhi – 110023

Bengaluru

Level 5, No. 501, Prestige Garnet, 36, Ulsoor Road, Bengaluru – 560042

SEBI Office: 2nd Floor, Jeevan Mangal Building, No.4, Residency Road, Bengaluru - 560025

Chennai

Workafella No.10, Uthamar Gandhi Salai, Nungambakkam High Road, Nungambakam, Chennai - 600034

SEBI Office: 7th Floor, 756-L, Anna Salai, Chennai - 600002

Goa

Unit No. 701, A Wing, 7th floor, Sunteck Kanaka Corporate Park, Patto, Panjim, Goa - 403001

SEBI Office: 6th Floor, EDC House, Atmaram Borkar Road, Panaji - 403001, Goa

Pune

1-111, Raheja Woods 8, Central Avenue, Kalyani Nagar, Pune, MH 411006

SEBI Office: Plot No. C4-A, 'G' Block, Bandra-Kurla Complex, Bandra(East), Mumbai - 400051

Kolkata

916, PS Arcadia, Level 9, 4A, Camac Street, Kolkata 700016

SEBI Office: L&T Chambers, 3rd Floor, 16 Camac Street, Kolkata - 700017, West Bengal

Gujarat

GA-04, Block15, Ground Floor, Pragya Accelerator, Rd 1C, Gift City, Gandhinagar - 382355, Gujarat

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HERitage - Exclusively For Women
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home › Regulatory information

At Waterfield Advisors, we adhere to the highest standards of regulatory compliance to ensure the protection of our clients’ interests with the utmost integrity. As a regulated entity, we comply with all applicable laws, rules, and guidelines set forth by the relevant regulatory authorities.This page provides essential details regarding our regulatory obligations, licenses, and governing bodies.

Investment Advisory
Investor - Complaints - IA - October - 2024
Status of Annual Compliance Audit
Investor - Complaints - IA - September - 2024
Investor Complaints - August 2024
Investor Complaints - July 2024
Investor Complaints - June 2024
Investor Complaints - May 2024
Investor Complaints - April 2024
Investor Complaints - March 2024
Investor Complaints - February 2024
Investor Complaints - January 2024
Investor Complaints - December 2023
Investor Complaints - November 2023
Investor Complaints - October 2023
Investor Complaints - September 2023
Investor Complaints - August 2023
Investor Complaints - July 2023
Investor Complaints - June 2023
Investor Complaints - May 2023
Investor Complaints - April 2023
Submission of Annual Compliance Audit Report
Investor Charter
PMS
PMS Fee Tool Simulation

16 Oct 2024

Investor Complaints - PMS - October - 2024
Investor Complaints - PMS - September - 2024
Investor Complaints - PMS - August - 2024
Investor Complaints - PMS - July - 2024
Investor Complaints - PMS - June - 2024
Investor Complaints - PMS - May - 2024
Investor Complaints - PMS - April - 2024
PMS Disclosure Document | April 2024
FAQs for PMS
Investor Charter - PMS
Co-PMS
Investor Complaints - Co-PMS - October - 2024
Investor Complaints - Co-PMS - September - 2024
Investor Complaints - Co-PMS - August - 2024
Investor Complaints - Co-PMS - July - 2024
Investor Complaints - Co-PMS - May - 2024
Investor Complaints - Co-PMS - April - 2024
RERA
MahaRERA Update_September 2024
MahaRera Update | April 2024
MahaRERA Update
Investors
MGT - 7: Waterfield Advisors Private Limited
MGT - 7: Waterfield Fund Managers Private Limited
MGT - 7: Waterfield Financial and Investment Advisors Limited
AGM Notice - WFM
AGM Notice - WFA
ARCHIVES
PMS Fee Tool Simulation
AGM Notice - WFIA
Investor Complaints - Co-PMS - March - 2024
Investor Complaints - PMS - March - 2024
Investor Complaints - Co-PMS - February - 2024
Investor Complaints - PMS - February - 2024
Investor Complaints - Co-PMS - January - 2024
Investor Complaints - PMS - January - 2024
Investor Complaints - Co-PMS - December - 2023
Investor Complaints - PMS - December - 2023
Investor Complaints - Co-PMS - November 2023
Investor Complaints - PMS - November 2023
Investor Complaints - Co-PMS - October 2023
Investor Complaints - PMS - October 2023
Investor Complaints - PMS - September 2023
Investor Complaints - PMS - August 2023
AGM Notice - WFIA
Investor Complaints - PMS - July 2023
Investor Complaints - PMS - June 2023
Investor Complaints - PMS - May 2023
Investor Complaints - PMS - April 2023
Investor Complaints - PMS
Investor Complaints - March 2023
EOGM Notice
Investor Complaints - February 2023
Investor Complaints - January 2023
Investor Complaints - December 2022
Investor Complaints - November 2022
Investor Complaints - October 2022
Investor Complaints - September 2022
Investor Complaints - August 2022
Investor Complaints - July 2022
Investor Complaints - June 2022
Investor Complaints - May 2022
Investor Complaints - April 2022
EOGM Notice
Investor Complaints - March 2022
Investor Complaints - February 2022
Investor Complaints - January 2022
Investor Complaints - December 2021
EOGM Notice - WFA
EOGM Notice - WFIA
EOGM Notice - WFM
CONTACT FOR INVESTOR GRIEVANCE
[email protected]

If you are not satisfied with the resolution provided, you can lodge your complaint online at https://scores.sebi.gov.in

Filing complaint on SCORES – Easy & quick

  • Register on SCORES portal
  • Mandatory details for filing complaints on SCORES
  • - Name, PAN, Address, Mobile Number, E-mail ID
  • Benefits:
  • - Effective Communication
  • - Speedy redressal of the grievances

Your attention is drawn to the SEBI circular no. SEBI/HO/OIAE/OIAE_IAD-1/P/CIR/2023/131 dated July 31, 2023, on “Online Resolution of Disputes in the Indian Securities Market”. A common Online Dispute Resolution Portal (“ODR Portal”) which harnesses conciliation and online arbitration for resolution of disputes arising in the Indian Securities Market has been established. If you are not satisfied with the resolution provided, you can access ODR Portal at https://smartodr.in/

Contact Us

Your legacy awaits



Topic of Enquiry*:




How did you discover Waterfield?









arrow arrow
*Kindly note that this form does not operate as a job portal, and the HR Team will not receive information regarding your candidature
Follow Us
linkedin youtube twitter instagram
Follow Us
linkedin youtube twitter instagram
Offices
Mumbai

142, 14th Floor, Maker Chambers VI, Nariman Point, Mumbai - 400021

7, Avighna House, 82, Dr. Annie Besant Road, Worli Naka, Siddharth Nagar, Worli, Mumbai, Maharashtra 400018

SEBI Office: Plot No. C4-A, 'G' Block, Bandra-Kurla Complex, Bandra(East), Mumbai - 400051

Noida

18B106, 18th Floor, Berger Delhi One, Sector 16B, Noida - 201301

SEBI Office: NBCC Complex, Office Tower-1, 8th Floor, Plate B, East Kidwai Nagar, New Delhi – 110023

Bengaluru

Level 5, No. 501, Prestige Garnet, 36, Ulsoor Road, Bengaluru – 560042

SEBI Office: 2nd Floor, Jeevan Mangal Building, No.4, Residency Road, Bengaluru - 560025

Chennai

Workafella No.10, Uthamar Gandhi Salai, Nungambakkam High Road, Nungambakam, Chennai - 600034

SEBI Office: 7th Floor, 756-L, Anna Salai, Chennai - 600002

Goa

Unit No. 701, A Wing, 7th floor, Sunteck Kanaka Corporate Park, Patto, Panjim, Goa - 403001

SEBI Office: 6th Floor, EDC House, Atmaram Borkar Road, Panaji - 403001, Goa

Pune

1-111, Raheja Woods 8, Central Avenue, Kalyani Nagar, Pune, MH 411006

SEBI Office: Plot No. C4-A, 'G' Block, Bandra-Kurla Complex, Bandra(East), Mumbai - 400051

Kolkata

916, PS Arcadia, Level 9, 4A, Camac Street, Kolkata 700016

SEBI Office: L&T Chambers, 3rd Floor, 16 Camac Street, Kolkata - 700017, West Bengal

Gujarat

GA-04, Block15, Ground Floor, Pragya Accelerator, Rd 1C, Gift City, Gandhinagar - 382355, Gujarat