Manager - Compliance
Mumbai
Job Role
- Conduct reviews of guidelines prescribed by regulators(RBI, SEBI, IRDAI).
- To understand the regulatory risk across different businesses and execute controls.
- Identify issues impacting risks under review, evaluate the efficiency of existing controls, and present sustainable compliance controls.
- Compliance across the length and breadth of the Wealth Management business including Compliance in PMS/MF/AIF.
- Ability to do multiple reviews while maintaining a high degree of accuracy and attention to detail.
- Prepare effective and timely reports for senior management.
- Computation of compliance risk score and preparation of presentations for Risk Committee.
Skill Set Preferred
- Analytical mindset, Good Drafting, and exceptional communications skills. Strong IT skills, Critical thinker, and problem solver.
Ideal Candidate
- The ideal candidate would be a qualified Company Secretary with 3-6 years of experience within the wealth management or BFSI domains. This role requires working in a hybrid format and hence candidates MUST be based in Mumbai.
To Apply, email us at [email protected]
